| >
|
Securities Division
Matthew J. Neubert - Director
1300 W. Washington St. 3rd Floor
Phoenix, AZ 85007
(602) 542-4242
(866) 837-4399
|
|
|
|
Enforcement Orders
All enforcement orders are in Adobe PDF format. If you do not have the Adobe PDF viewer, please visit http://www.adobe.com. To search on this page for specific companies or individuals, use Edit/Find (Ctrl F)
| Date Filed |
Company/Individual |
Decision # |
| May 1, 2007 |
In the matter of TREND MANAGEMENT GROUP, INC.; SCOTT RENNY BOGUE, SR. (CRD# 1588216) and ARLENE JANE BOGUE; RYAN JAMES HERNDON and LORI DARLENE HERNDON (a/k/a LORI J. HERNDON; a/k/a LORI JORDAN); TREND CAPITAL, LLC; LINDA BRYANT JORDAN (a/k/a LINDA VAN VRANKEN; a/k/a LINDA JORDAN-VAN VRANKEN) d/b/a THE TREND GROUP, INC.; RUSSELL LANGDON VAN VRANKEN; EASY STREET FINANCIAL GROUP, INC.; CHRISTOPHER ELLIS MARX (CRD# 2186523) and JANE DOE MARX; SCOT ALAN OGLESBY AND LORI ANN OGLESBY (Order Directing Restitution Funds Pertaining to Decision Numbers 69124, 69125 and 69126 To Be Disbursed To Receiver)
|
69438 |
| May 1, 2007 |
In the matter of: JOHN S. MENDIBLES; and MGN ENTERPRISES, LTD. (Order of Dismissal of Respondents Without Prejudice)
|
69439 |
| May 1, 2007 |
In the matter of TREND MANAGEMENT GROUP, INC.; SCOTT RENNY BOGUE, SR. (CRD# 1588216) and ARLENE JANE BOGUE; RYAN JAMES HERNDON and LORI DARLENE HERNDON (a/k/a LORI J. HERNDON; a/k/a LORI JORDAN); TREND CAPITAL, LLC; LINDA BRYANT JORDAN (a/k/a LINDA VAN VRANKEN; a/k/a LINDA JORDAN-VAN VRANKEN) d/b/a THE TREND GROUP, INC.; RUSSELL LANGDON VAN VRANKEN; EASY STREET FINANCIAL GROUP, INC.; CHRISTOPHER ELLIS MARX (CRD# 2186523) and JANE DOE MARX; SCOT ALAN OGLESBY AND LORI ANN OGLESBY (Order Directing Restitution Funds Pertaining to Decision Numbers 69124, 69125 and 69126 To Be Disbursed To Receiver) |
|
| March 20, 2007 |
Arizona Corporation Commission vs. MICHAEL EUGENE KELLY; YUCATAN RESORTS, INC., a former Indiana company; YUCATAN RESORTS, S.A., a former Panamanian corporation; RESORT HOLDINGS INTERNATIONAL, INC., a former Nevada corporation; RESORT HOLDING INTERNATIONAL, S.A., a Panamanian corporation; and WORLD PHANTASY TOURS, INC., a/k/a MAJESTY TRAVEL, a/k/a VIAJES MAJESTY (Final Judgment and Order of Permanent Injunction - Amended)
|
|
| March 2, 2007 |
In the matter of: GARY WAYNE HARDY (CRD #1298371), d/b/a HARDY ASSET MANAGEMENT; and SHERRY HARDY |
69356 |
| February 1, 2007 |
In the matter of: WACHOVIA CAPITAL MARKETS, LLC |
69294 |
| February 1, 2007 |
In the matter of: DAVID J. LEYSHON; d/b/a LEYSHON CAPITAL; d/b/a LEYSHON CAPITAL MANAGEMENT; d/b/a LEYSHON CAPITAL MANAGEMENT, LLC; and DENISE LEYSHON |
69293 |
| February 1, 2007 |
In the matter of: MID AMERICA ENERGY, INC.; MID AMERICA OIL & GAS, LLC; GARY M. MILBY; JIM & RITA WHATCOTT; JOHN & LUCILLE BLITZ; CLINTON GOFF; WARREN EXPLORATION, LLC; and ENERGY MARKETING, INC. (RESPONDENTS CLINTON GOFF and WARREN EXPLORATION, LLC) |
69292 |
| February 1, 2007 |
In the matter of: WILLIAM MELVIN HAWKINS, CRD# 831356; and META FUNDING, LLC |
69291 |
| January 22, 2007 |
In the matter of: PERRY and TERRY PENNY; PENNY FINANCIAL, INC.; PENNY PROPERTIES, INC.; RYM TECHNOLOGY HOLDINGS, LLC; and FELIX L. DANIEL SR. and JANE DOE DANIEL (TEMPORARY ORDER TO CEASE AND DESIST) |
|
| January 16, 2007 |
In the matter of: MID AMERICA ENERGY, INC.; MID AMERICA OIL & GAS, LLC; GARY M. MILBY a/k/a GARY MOSS MILBY a/k/a GARY M. MILLEY and WANDA MILBY; JIM & RITA WHATCOTT; JOHN & LUCILLE BLITZ; CLINTON GOFF a/k/a CLINT GOFF; WARREN EXPLORATION, LLC; and ENERGY MARKETING, INC. (RESPONDENTS: MID AMERICA ENERGY, INC.; MID AMERICA OIL & GAS, LLC; GARY M. MILBY a/k/a GARY MOSS MILBY a/k/a GARY M. MILLEY; and ENERGY MARKETING, INC.) |
69233 |
| January 16, 2007 |
In the matter of: MID AMERICA ENERGY, INC.; MID AMERICA OIL & GAS, LLC; GARY M. MILBY; JIM & RITA WHATCOTT; JOHN & LUCILLE BLITZ; CLINTON GOFF; WARREN EXPLORATION, LLC; and ENERGY MARKETING, INC. (ORDER OF DISMISSAL OF RESPONDENTS JAMES WHATCOTT and RITA WHATCOTT, WITHOUT PREJUDICE) |
69236 |
| January 16, 2007 |
In the matter of: MID AMERICA ENERGY, INC.; MID AMERICA OIL & GAS, LLC; GARY M. MILBY; JIM & RITA WHATCOTT; JOHN & LUCILLE BLITZ; CLINTON GOFF; WARREN EXPLORATION, LLC; and ENERGY MARKETING, INC. (ORDER OF DISMISSAL OF RESPONDENT LUCILLE BLITZ, WITHOUT PREJUDICE) |
69235 |
| January 16,2007 |
In the matter of: MID AMERICA ENERGY, INC.; MID AMERICA OIL & GAS, LLC; GARY M. MILBY; JIM & RITA WHATCOTT; JOHN & LUCILLE BLITZ; and CLINTON GOFF (ORDERR TO CEASE AND DESIST, ORDER FOR RESTITUTION AND CONSENT TO SAME BY: RESPONDENT JOHN BLITZ) |
69234 |
| November 29, 2006 |
Arizona Corporation Commission v. MATHON MANAGEMENT COMPANY (Final Judgment and Order of Permanent Injunction) |
|
| November 20, 2006 |
Arizona Corporation Commission v. TREND MANAGEMENT GROUP, INC.; TREND CAPITAL, L.L.C. (ORDER APPOINTING RECEIVER) |
|
| November 14, 2006 |
In the matter of TREND MANAGEMENT GROUP, INC.; SCOTT RENNY BOGUE, SR. (CRD# 1588216) and ARLENE JANE BOGUE; RYAN JAMES HERNDON and LORI DARLENE HERNDON (a/k/a LORI J. HERNDON; a/k/a LORI JORDAN); TREND CAPITAL, LLC; LINDA BRYANT JORDAN (a/k/a LINDA VAN VRANKEN; a/k/a LINDA JORDAN-VAN VRANKEN) d/b/a THE TREND GROUP, INC.; RUSSELL LANGDON VAN VRANKEN; EASY STREET FINANCIAL GROUP, INC.; CHRISTOPHER ELLIS MARX (CRD# 2186523) and JANE DOE MARX; SCOT ALAN OGLESBY AND LORI ANN OGLESBY |
69126 |
| November 14, 2006 |
In the matter of TREND MANAGEMENT GROUP, INC.; SCOTT RENNY BOGUE, SR. (CRD# 1588216) and ARLENE JANE BOGUE; RYAN JAMES HERNDON and LORI DARLENE HERNDON (a/k/a LORI J. HERNDON; a/k/a LORI JORDAN); TREND CAPITAL, LLC; LINDA BRYANT JORDAN (a/k/a LINDA VAN VRANKEN; a/k/a LINDA JORDAN-VAN VRANKEN) d/b/a THE TREND GROUP, INC.; RUSSELL LANGDON VAN VRANKEN; EASY STREET FINANCIAL GROUP, INC.; CHRISTOPHER ELLIS MARX (CRD# 2186523) and JANE DOE MARX; SCOT ALAN OGLESBY AND LORI ANN OGLESBY |
69125 |
| November 14, 2006 |
In the matter of TREND MANAGEMENT GROUP, INC.; SCOTT RENNY BOGUE, SR. (CRD# 1588216) and ARLENE JANE BOGUE; RYAN JAMES HERNDON and LORI DARLENE HERNDON (a/k/a LORI J. HERNDON; a/k/a LORI JORDAN); TREND CAPITAL, LLC; LINDA BRYANT JORDAN (a/k/a LINDA VAN VRANKEN; a/k/a LINDA JORDAN-VAN VRANKEN) d/b/a THE TREND GROUP, INC.; RUSSELL LANGDON VAN VRANKEN; EASY STREET FINANCIAL GROUP, INC.; CHRISTOPHER ELLIS MARX (CRD# 2186523) and JANE DOE MARX; SCOT ALAN OGLESBY AND LORI ANN OGLESBY |
69124 |
| October 18, 2006 |
In the matter of AGRA-TECHNOLOGIES, INC. (a/k/a ATI); WILLIAM JAY PIERSON (a/k/a BILL PIERSON) and SANDRA LEE PIERSON (a/k/a SANDY PIERSON); RICHARD ALLEN CAMPBELL (a/k/a DICK CAMPBELL) and SONDRA JANE CAMPBELL; WILLIAM H. BAKER, JR. (a/k/a BILL BAKER) and PATRICIA M. BAKER; JERRY J. HODGES and JANE DOE HODGES; LAWRENCE KEVIN PAILLE (a/k/a LARRY PAILLE) and JANE DOE PAILLE.
|
|
| September 29, 2006 |
In the matter of Gary M. MILBY a/k/a GARY MOSS MILBY and a/k/a GARY M. MILLEY; CLINTON GOFF a/k/a CLINT GOFF; MID AMERICA ENERGY, INC.; MID AMERICA OIL & GAS, LLC; WARREN EXPLORATION, LLC; ENERGY MARKETING, INC.; et al. |
|
| September 12, 2006 |
In the matter of THOMAS C. MESSINA a/k/a THOMAS CAMPBELL MESSINA a/k/a TOM C. MESSINA and DONNA M. MESSINA |
68942 |
| September 12, 2006 |
In the matter of LORI LEE SPRANGER (a/k/a LORI MORIARTY and/or LORI LEE LEVANDOWSKI and/or LORI GESSELL) d/b/a VECTOR 90 DEBT PURCHASING; and MICHAEL MORIARTY d/b/a VECTOR 90 DEBT PURCHASING |
68941 |
| September 12, 2006 |
In the matter of KENNETH DUANE FELDHACKER, (CRD# 1801281) |
68940 |
| September 12, 2006 |
In the matter of AMERIPRISE FINANCIAL SERVICES, INC. |
68939 |
| September 8, 2006 |
In the matter of MID AMERICA ENERGY, INC.;MID AMERICA OIL & GAS, LLC; GARY M. MILBY (a/k/a GARY MOSS MILBY a/k/a GARY M. MILLEY) and WANDA MILBY; JIM and RITA WHATCOTT; JOHN and LUCILLE BLITZ; CLINTON GOFF (a/k/a CLINT GOFF); WARREN EXPLORATION, LLC; and ENERGY MARKETING, INC. |
|
| September 7, 2006 |
BELIEVING IN JESUS INVESTMENTS, LLC; PHOEBUS VINCENT SMITH (a/k/a VINCE SMITH and/or MR. VINCE); and SHARON ELIZABETH GOVAN (a/k/a SHARRON E. GOVAN-SMITH, SHARON SMITH, and/or MS. SHARON) |
|
| August 28, 2006 |
In the matter of THE 12 PERCENT FUND I, L.L.C.; COYOTE GROWTH MANAGEMENT, L.L.C.; MICHAEL JOSEPH HANNAN and JANE DOE HANNAN; SAM AHDOOT a/k/a SAM AHDOUT and JANE DOE AHDOOT. |
|
| August 7, 2006 |
In the matter of SYNDICATED GOLD DEPOSITORY S.A. |
68873 |
| August 7, 2006 |
In the matter of PARKLANE INTERNATIONAL CORPORATION |
68872 |
| July 5, 2006 |
Arizona Corporation Commission v. AMERICAN NATIONAL MORTGAGE PARTNERS, LLC, ROBERT K. REHM |
|
| June 30, 2006 |
Arizona Corporation Commission v. H. JON KUNOWSKI, PRECISION MODEL AND DESIGN, INC., AIR LASE, INC. and AMERICAN INNOVATIVE RESEARCH, INC. |
68790 |
| June 26, 2006 |
In the matter of the PROPOSED RULEMAKING TO AMEND A.A.C. R14-6-101 and R14-6-206 |
68791 |
| June 26, 2006 |
In the matter of H. JON KUNOWSKI |
68790 |
| June 19, 2006 |
Arizona Corporation Commission v. AMERICAN NATIONAL MORTGAGE PARTNERS, LLC, PAUL J. MEKA |
|
| June 1, 2006 |
In the matter of Hotel Connect LLC's #100-1100, et. al. |
68720 |
| June 1, 2006 |
In the matter of DAVID L. MCMILLAN, CRD#1808333, and POLLY P. MCMILLAN |
68717 |
| June 1, 2006 |
In the matter of ROBERT K. REHM |
68715 |
| June 1, 2006 |
In the matter of PAUL J. MEKA and CAROL MEKA |
68714 |
| March 6, 2006 |
In the matter of : ARTHUR B. COOPER, CRD #1856331 and LINDA EBINGER-COOPER, CRD# 1353173 |
68511 |
| March 3, 2006 |
In the matter of: DAVID JOHN PALEN, CRD#2321162 |
68512 |
| February 28, 2006 |
Mid America Energy, Inc., a Nevada Corporation; Mid America Oil & Gas, a Tennessee Limited Liability Company; Gary M. Milby a/k/a Gary Moss Milby a/k/a Gary M. Milley and Jane Doe Milby, husband and wife; Jim and Jane Doe Whatcott, husband and wife; and John and Jane Doe Blitz, husband and wife |
|
| February 21, 2006 |
Arizona Corporation Commission vs. Michael Eugene Kelly; Yucatan Resorts, Inc., a former Indiana company; Yucatan Resorts, S.A., a former Panamanian corporation; Resort Holdings International, Inc., a former Nevada corporation; and, Resort Holding International, S.A., a Panamanian corporation. |
|
| February 10, 2006 |
LORI LEE SPRANGER (a/k/a LORI MORIARTY and/or LORI LEE LEVANDOWSKI and/or LORI GESSELL), a married person, individually and doing business as VECTOR 90 DEBT PURCHASING, an Arizona registered trade name; MARTIN OTTO SPRANGER (a/k/a MARTIN OTTO SPRANGER, III), spouse of LORI LEE SPRANGER; MICHAEL ("MIKE") MORIARTY and JANE DOE MORIARTY, individually and doing business as VECTOR 90 DEBT PURCHASING, an Arizona registered trade name |
|
| February 2, 2006 |
WSK Energy, L.L.C. and Kevin H. and Jane Doe Krause, husband and wife (Order pertaining to WSK Energy, L.L.C.) |
68462 |
| February 2, 2006 |
WSK, Energy, L.L.C.; and Kevin H. and Jane Doe Krause, husband and wife (Order pertaining to Kevin Krause) |
68461 |
| February 2, 2006 |
Listo, Inc., a Nevada corporation; Robert Smart And Jane Doe Smart, husband and wife; and Kevin Krause, an unmarried man |
68460 |
| February 2, 2006 |
Bruce R. Goldman, a married person, individually and doing business as Opulent Management Group, Bravura Management Group, Zanadu Construction, and/or The Opulent Group, a defunct Nevada corporation; Linda L. Goldman (aka Linda Mull and/or Linda Sanger), spouse of Bruce R. Goldman; Natasha Mull (aka NatashaGoldman), an unmarried woman; Opulent Properties LLC, an Arizona limited liability company, dba Opulent Properties; Mill Direct Flooring LLC, an Arizona limited liability company, dba Mill Direct Flooring; and The Loan Xperts, LLC, an Arizona limited liability company |
68459 |
| December 30, 2005 |
Reserve Oil & Gas, Inc.; llen and Jane Doe Stout, Sr.; and Allen and Jane Doe Stout, Jr. |
|
| December 13, 2005 |
Michael Giannantonio (a/k/a Michael David Turley), individually and doing business as Nitefire Entertainment, and Karen Lynn Turley, husband and wife, John Voight and Jane Doe Voight, husband and wife, Nitefire Entertainment, a sole proprietorship, and SummitSTAR Entertainment L.P., an Arizona limited partnership doing business as SummitSTAR Films and/or SummitSTAR Films & Entertainment |
|
| December 5, 2005 |
Ameriprise Financial Services, Inc. |
68316 |
| December 5, 2005 |
Michael R. Brooks, CRD #2086694, and Maria Brooks, husband and wife |
68315 |
| November 14, 2005 |
Bruce R. Goldman, a married person, individually and doing business as Opulent Management Group, Bravura Management Group, Zanadu Construction and/or The Opulent Group, a defunct Nevada corporation, Linda L. Goldman (aka Linda Mull and/or Linda Sanger), spouse of Bruce R. Goldman, Natasha Mull (aka Natasha Goldman), Opulent Properties LLC, an Arizona limited liability company, dba Opulent Properties, Mill Direct Flooring, LLC, an Arizona limited liability company, dba Mill Direct Flooring, and The Loan Xperts, LLC, an Arizona limited liability company |
N/A |
| November 8, 2005 |
Brixon Group Ltd., Joseph Wayne McCool, Donald John Manning (“RESPONDENTS”), Cameron Guy Campbell, and Nanette Campbell |
68270 |
| October 25, 2005 |
Listo, Inc., a Nevada corporation, Robert Smart and Jane Doe Smart, husband and wife, Kevin Krause, an unmarried man |
68230 |
| October 25, 2005 |
Waddell & Reed, Inc. |
68229 |
| August 25, 2005 |
Worldwide Forex, Inc., Steven Labell, Universal FX, Incorporated, Darren C. Blum, P.A., David Bridges c/o Worldwide Forex |
N/A |
| August 25, 2005 |
Worldwide Forex, Inc., Steven Labell, Universal FX, Incorporated, Darren C. Blum, P.A., David Bridges c/o Worldwide Forex |
N/A |
| September 23, 2005 |
Ronald earl Pfingsten, and Sharlene N. Pfingsten |
68161 |
| September 23, 2005 |
Christopher D. Dedmon CRD#3015575, and Kimberly Dedmon, husband and wife, Omni Horizon Group, LLP |
68160 |
| September 23, 2005 |
Centenarios Gold, Inc., Robert Timothy Watt a/k/a Tim watt |
68159 |
| August 25, 2005 |
Arkad Investment Services, Inc., dba Arkad Investment Services |
68099 |
| August 25, 2005 |
Steven Lee Hutchinson |
68098 |
| August 25, 2005 |
Mark J. Sheehy, CRD#2224709, and Jane Doe Sheehy, husband and wife |
68097 |
| August 25, 2005 |
Tierra Group, a/k/a Tierra Group Properties, a/k/a Tierra Group Companies, a/k/a Tierra Group, Inc., Preservation Trust Corporation, a/k/a Preservation Corporation, a/k/a Preservation Trust Company, Partnership Preservation Trust, a/k/a Partnership Preservation Corporation Limited Partnership, Caterpillar Foundation Properties, a/k/a Caterpillar Foundation Properties Limited Partnership, Rene L. Couch, a married man, Terry Couch, a married woman |
68096 |
| July 11, 2005 |
Mark J. Sheehy, CRD#2224709, and Jane doe Sheehy, husband and wife |
67962 |
| July 11, 2005 |
Tierra Group a/k/a Tierra Group Properties, a/k/a Tierra Group Companies, a/k/a Tierra Group, Inc., Preservation Corporation, a/k/a Preservation trust Corporation, a/k/a Preservation Trust Company, Partnership Preservation trust, a/k/a Partnership Preservation Corporation Limited Partnership |
67961 |
| June 9, 2005 |
John e. Shannon and Rebecca F. Shannon, husband and wife, Gary R. Shannon |
67931 |
| June 9, 2005 |
Scott Erick Langfitt, individually |
67930 |
| June 9, 2005 |
Roy R. Golladay, Jr., CRD#1856856 d/b/a The Investment Group and Ester Golladay, husband and wife, Check and Send, inc. |
67929 |
| June 9, 2005 |
M.A.C. Investments, Inc., an Arizona corporation, M.A.C. Investments Sales, Inc., a Nevada corporation, M.A.C. Investments Sales, Inc., an Arizona corporation, Maricruz Alvarado a.k.a Mariacruz Alvarado a.k.a Maricruz Albarado and John Doe Alvarado, wife and husband, Aldemaro Gonzalez Gamez a.k.a Aldemaro Gonzalez and Jane Doe Gonzales Gamez, husband and wife, Maria Elena Gonzalez and John Doe Gonzalez, wife and husband |
67928 |
| May 2, 2005 |
Lonzo Archer |
67776 |
| May 2, 2005
|
Thomas Weisel Partners, L.L.C |
67774 |
| March 29, 2005 |
John E. Shannon and Rebecca F. Shannon, husband and wife, |
67728 |
| March 29, 2005 |
Theodore A. Mietzner, Southwest Capital Advisors L.L.C |
67726 |
| March 10, 2005 |
Listo, Inc., a Nevada corporation, Robert Smart and Jane Doe Smart, husband and wife, Kevin Krause, an unmarried man |
N/A |
| February 25, 2005 |
Golden Oak Marketing, Inc., Samuel Isaiah Rodriguez |
67607 |
| February 25, 2005 |
Retirement Planning Center, John F. Klatt, Marilyn A. Klatt |
67606 |
| February 25, 2005 |
Pristine Property & Investments, Inc., Deborah Lee Brugliera |
67605 |
| February 25, 2005 |
Troy S. Warren |
67604 |
| February 25, 2005 |
Deutsche Bank Securities, Inc. |
67603 |
| February 17, 2005 |
John S. Mendibles, MGN Enterprises, LTD |
N/A |
| February 15, 2005 |
M.A.C Investments, Inc., an Arizona corporation M.A.C Investments Sales, Inc., a Nevada corporation M.A.C Investment Sales, Inc., an Arizona corporation, Maricruz Alvarado a/k/a Mariacruz Alvarado a/k/a John doe Alvarado, wife and husband, Aldemaro Gonzales Gamez a/k/a Aldemaro Gonzalez and Jane Doe Gonzales Gamez, husband and wife, Maria Elena Gonzalez and John Doe Gonzalez, wife and husband, Kevin Polardi and Jane Doe Polardi, husband and wife |
N/A |
| January 31, 2005 |
Victor Monroe Stockbridge and G. Irene Stockbridge |
67539 |
| January 31, 2005 |
Fountain Capital Management L.L.C c/o David A. Fazio, Intergrowth Financial Group c/o Roger Alvin Sande, Richard A. Fandrich, David A. and Deborah Fazio, Donald and Helen Abernathy, Stephen A. and Jane Doe Hiltbrand, Roger Alvin Sande |
67538 |
| January 31, 2005 |
Mee Diamond & Jewelry, Inc., Christopher S. Mee |
67537 |
| January 31, 2005 |
Noel Eugene Cullison and Barbara Cullison, husband and wife, Solutions, Sources, & Consulting L.L.C, Energy Savings Solution, Inc. |
67536 |
| January 20, 2005 |
Centenarios Gold Inc., Tim Watt and Jane Doe Watt |
N/A |
| November 23, 2004 |
Fountain Capital Management, L.L.C c/o David A. Fazio, Integrowth Financial Group c/o Roger Alvin Sande, Richard A. Fandrich, David A. and Deborah Fazio, Donald and Helen Abernathy, Stephen A. and Jane Doe Hiltbrand, Roger Alvin Sande |
67431 |
| November 23, 2004 |
James l. and Sydney J. Oppenheimer, husband and wife |
67430 |
| November 3, 2004 |
WSK Energy, L.L.C, Kevin H. and Jane Doe Krause |
N/A |
| October 20, 2004 |
Robert C. Frost/Robin Frost, husband and wife |
67357 |
| October 20, 2004 |
Unity Financial, L.L.C an Arizona Limited Liability Corporation (LLC), Rex E. Kuhn, an individual |
67354 |
| October 20, 2004 |
Intersecurities, INC., Gregory Russell Brown and Karen Brown, husband and wife |
67353 |
| October 20, 2004 |
HCH Enterprise, L.L.C, Helen C. Hartze and John Doe Hartze, husband and wife, Mark Kesler and Jane Doe Kesler, husband and wife |
67352 |
| October 20, 2004 |
HCH Enterprise, L.L.C, Helen C. Hartze and John Doe Hartze, husband and wife, Mark Kesler and Jane Doe Kesler, husband and wife |
67351 |
| August 24, 2004 |
H. Jon Kunowski, a single man; Precision Model and Design, INC., a former Arizona corporation; Air Lase, INC., a former Arizona corporation; American Innovative Research, INC., a former Arizona corporation; John Does I-V; Jane Does I-V; White Corporations I-V; and XYZ Limited Liability Companies I-V |
N/A |
| August 24, 2004 |
Multi Media Technology Ventures, LTD., a Nevada limited partnership, AKA MMTV, LTD., Biltmore Group, INC., a Nevada corporation, Global Trek Xploration Corp., a California corporation, Chris Corbett, Graham Inch, C. Ronald Paxson |
67221 |
| August 24, 2004 |
HCH Enterprise, L.L.C, Helen C. Hartze and John Doe Hartze, husband and wife, Mark Kesler and Jane Doe Kesler, husband and wife |
67219 |
| August 24, 2004 |
Fountain Capital Management, L.L.C c/o David A. Fazio, Integrowth Financial Group c/o Roger Alvin Sande, Richard A. Fandrich, David A. and Deborah Fazio, Donald and Helen Abernathy, Stephen A. and Jane Doe Hiltbrand, Roger Alvin Sande |
67218 |
| August 24, 2004 |
Fountain Capital Management, L.L.C c/o David A. Fazio, Integrowth Financial Group c/o Roger Alvin Sande, Richard A. Fandrich, David A. and Deborah Fazio, Donald and Helen Abernathy, Stephen A. and Jane Doe Hiltbrand, Roger Alvin Sande |
67217 |
| August 24, 2004 |
Fountain Capital Management, L.L.C c/o David A. Fazio, Integrowth Financial Group c/o Roger Alvin Sande, Richard A. Fandrich, David A. and Deborah Fazio, Donald and Helen Abernathy, Stephen A. and Jane Doe Hiltbrand, Roger Alvin Sande |
67215 |
| July 22, 2004 |
Parklane International Corporation, Syndicated Gold Depository S.A. |
N/A |
| July 1, 2004 |
H. Jon Kunowski, a single man; Precision Model and Design, INC., a former Arizona corporation; Air Lase, INC., a former Arizona corporation; American Innovative Research, INC., a former Arizona corporation; John Does I-V; Jane Does I-V; White Corporations I-V; Black Partnerships I-V; and XYZ Limited Liability Companies I-V |
N/A |
| June 29, 2004 |
Wesley Karban Wyatt d/b/a The Financial Greenhouse c/o Harry N. Stone , Attorney at Law |
67088 |
| June 29, 2004 |
Intersecurities, INC., Gregory Russell Brown and Karen Brown, husband and wife |
67087 |
| June 29, 2004 |
International Global Positioning, INC., A Nevada corporation, John J. Madsen, Michael J. Coker, James W. Dreos, individually and d/b/a Dreos Financial Services, Jane Doe Dreos, husband and wife, Edmond L. Lonergan and Jane Doe Lonergan, husband and wife, Corporate Architects, INC., a Nevada corporation |
67086 |
| June 29, 2004 |
Gary Glen Johnson, Johnson Estate Planning Service, INC., Johnson Estate Planning Service L.L.P |
67085 |
| May 24, 2004 |
International Global Positioning, Inc., a Nevada corporation, John J. Madsen, Michael J. Coker, James W. Dreos, individually and dba Dreos Financial Services, and Esther Dreos, husband and wife, Edmond L. Lonergan and Dolores Lonergan, husband and wife, Corporate Architects, Inc., a Nevada corporation |
66995 |
| May 11, 2004 |
Elliot Crosby, Marsha Crosby |
66965 |
| April 21, 2004 |
International Global Positioning, Inc., a Nevada corporation, John J. Madsen, Michael J. Coker, James W. Dreos, individually and dba Dreos Financial Services, and Esther Dreos, husband and wife, Edmond L. Lonergan and Dolores Lonergan, husband and wife, Corporate Architects, Inc., a Nevada corporation |
66934 |
| April 21, 2004 |
Steven C. Bond and Cari A. Bond, husband and wife, B.B. Financial Benefits Group, Inc. |
66933 |
| March 24, 2004 |
H. Jon Kunowski, Precision Model & Design, Air Lase, Inc., American Innovative Research, inc. |
N/A |
| March 23, 2004 |
Evelyn Baumgardner d/b/a Your Living Trust, Michael Baumgardner |
66859 |
| March 23, 2004 |
Kathleen Whorley Sommer [CRD No. 2750036], d/b/a Sommer & Associates |
66858 |
| March 4, 2004 |
Multimedia technology Ventures, LTD., a Nevada limited partnership, a/k/a MMTV, LTD., Biltmore Group, Inc., a Nevada corporation, Global Trek Xploration Corp., a California corporation, Chris Corbett and Jane Doe Corbett, husband and wife, Graham Inch and Jane Doe Inch, husband and wife, C. Ronald Paxon and Jane Doe Paxon, husband and wife. |
N/A |
| February 5, 2004
|
Citigroup Global Markets Inc. (formerly known as Salomon Smith Barney Inc.) |
66768 |
| February 5, 2004 |
Robert Shakman, Healthcare Purchasing Alliance |
66767 |
| February 5, 2004 |
Chris Hugh Rutland |
66766 |
| February 5, 2004 |
Global Trusts L.L.C, Clyde F. Wagnon and Martha E. Wagnon, husband and wife, Jeri Woods and John Doe Woods, wife and husband |
66765 |
| December 22, 2003 |
James T. M. Verbic |
66649 |
| December 22, 2003 |
Robert J. Brannon |
66648 |
| December 22, 2003
|
Credit Suisse First Boston L.L.C, f/h/a Credit Suisse First Boston Corporation |
66647 |
| December 22, 2003 |
Philip William Merrill |
66645 |
| December 22, 2003 |
Philip William Merrill |
66614 |
| October 27, 2003 |
Worldwide Forex, Inc., Universal FX, Incorporated, David Bridges c/o worldwide Forex |
N/A |
| October 17, 2003 |
John R. Wallrich and Jennifer Wallrich, husband and wife |
66436 |
| October 14, 2003 |
Clay Eugene Lambert |
66403 |
| October 14, 2003 |
Ocean International Marketing, Ltd., De Leuve, Seed International, Ltd., GFH International, George Ioannou and Jane Doe Ioannou, c/o GFH International, Ryan Ferreira c/o Ocean International Marketing, LTD. |
66402 |
| October 14, 2003 |
Non-Stop Shopping.com, Inc. d/b/a 2c2k.com, Inc., Donald L. Levine, Kenneth Mark Deubner, Stephen Rosenbaum, Bobbie Jo Swartz |
66401 |
| October 1, 2003 |
Ralph Shaul and Leslie Shaul, husband and wife |
66355 |
| October 1, 2003 |
Douglas Sanchez and Karen Sanchez, husband and wife, DMS Power Cash Flow, L.L.C, Persanco, L.L.C |
66354 |
| October 1, 2003 |
Carl Delano Woodard AKA: Carl Woodward |
66353 |
| September 29, 2003
|
Lehman Brothers Inc. |
66320 |
| September 29, 2003
|
Goldman, Sachs & Co. |
66318 |
| September 24, 2003
|
Bear, Stearns & Co. Inc. |
66298 |
| September 24, 2003
|
J.P. Morgan Securities Inc. |
66297 |
| September 24, 2003
|
Morgan Stanley & Co. Incorporated |
66296 |
| September 24, 2003
|
U.S. Bancorp Piper Jaffray Inc. |
66295 |
| September 18, 2003 |
Yucatan Resorts, Inc., Yucatan Resorts, S.A., Resort Holdings International, Inc., Resort Holdings International, S.A., World Phantasy Tours, Inc., a/k/a Majesty Travel, a/k/a Viajes Majesty, Avalon Resorts, Michael E. Kelly and Lory Kelly, husband and wife |
N/A |
| July 22, 2003 |
Non-Stop Shopping.com, Inc. d/b/a 2c2k.com, Inc., Donald L. Levine, Kenneth Mark Deubner, Stephen Rosenbaum, Bobbie Jo Swartz |
66076 |
| June 30, 2003 |
One Vision Children's Foundation, INC., Hollister M. Marx, Wealth Management Resources, INC., Michael B. and Betty Maksudian, husband and wife; Michael A. and Lorrina Diaz, husband and wife |
N/A |
| May 27, 2003 |
American Automotive Group, INC. c/o Douglas Warren, Douglas Warren and Jane Doe Warren, husband and wife, Matthew W. Warren and Joan Doe Warren, husband and wife, Robert D. Bjerken and Jane Doe Bjerken, husband and wife |
65955 |
| May 16, 2003
|
UBS Warburg LLC, USB PaineWebber Inc. |
65912 |
| April 22, 2003 |
Scottsdale Financial Funding Group, L.L.C, Martin & Griffin, L.L.C, Gregory B. Gill aka Gregory R. Gill, Hayden Keith Holland, Tad L. Ulrich & Associates, L.L.C., Tad Lyn Ulrich, Senior Advisory Services, LLC, Wallace Butterworth |
65842 |
| April 22, 2003 |
American Automotive Group, INC. c/o Douglas Warren, Douglas Warren and Jane Doe Warren, husband and wife, Matthew W. Warren and Joan Doe Warren, husband and wife, Robert D. Bjerken and Jane Doe Bjerken, husband and wife |
65841 |
| March 24, 2003 |
David R. Krizman |
65772 |
| March 24, 2003
|
Bob's Cash Express, INC., Bob's Land One, INC., Challenge/Land USA, INC., Arizona Digital Security Tech., INC., American Dish Tech., INC., Robert H. Roberts, Donald P. Shoemaker, Garret L. Wright, a/k/a Garrett Lee |
65771 |
| March 24, 2003 |
NON-STOP Shopping.com, INC. d/b/a 2C2K.com, INC., Donald L. Levine, Kenneth Mark Deubner, Stephen Rosenbaum, Bobbie Jo Swartz |
65770 |
| February 18, 2003 |
One Vision Children's Foundation, Hollister M. Marx |
65629 |
| January 28, 2003 |
Ronald Lee Keel, Donald Ramey, Meracana Mining Corporation |
65559 |
| January 28, 2003 |
Scottsdale Financial Funding Group, L.L.C, Martin & Griffin, L.L.C, Gregory B. Gill aka Gregory P. Gill, Hayden Keith Holland, Tad L. Ulrich & Associates, L.L.C, Tad Lyn Ulrich, Senior Advisory Services, L.L.C, Wallace Butter Worth |
65558 |
| January 28, 2003 |
Scottsdale Financial Funding Group, L.L.C, Martin & Griffin, L.L.C, Gregory B. Gill aka Gregory P. Gill, Hayden Keith Holland, Tad L. Ulrich & Associates, L.L.C, Tad Lyn Ulrich, Senior Advisory Services, L.L.C, Wallace Butter Worth |
65557 |
| January 28, 2003 |
Scottsdale Financial Funding Group, L.L.C, Martin & Griffin, L.L.C, Gregory B. Gill aka Gregory P. Gill, Hayden Keith Holland, Tad L. Ulrich & Associates, L.L.C, Tad Lyn Ulrich, Senior Advisory Services, L.L.C, Wallace Butter Worth |
65556 |
| January 28, 2003 |
Turn Two Trading Club, Dennis Wayne Little, Deborah L. Sorensen Little |
65555 |
| January 23, 2003 |
Merrill Lynch, Pierce, Fenner & Smith, INC. |
65545 |
| December 17, 2002 |
Turn Two Trading Club, Dennis Wayne Little, Deborah L. Sorensen Little |
65456 |
| November 20, 2002 |
Ronald Lee Keel, Donald Ramey, Meracana Mining Corporation |
65424 |
| November 20, 2002 |
Ronald Lee Keel, Donald Ramey, Meracana Mining Corporation |
65423 |
| November 13, 2002 |
Brian Bamman, Bamex International, LTD |
65383 |
| September 30, 2002 |
David Carroll Loach, Gary Milburn Laha |
65230 |
| September 30, 2002 |
Parizek Capital Management, LLC, David Allen Parizek, Jr. |
65229 |
| September 30, 2002 |
Netgo, INC., SDIC Partnership, M-CORP International, LTD., CamelBack, LTD., Neil Dennis Lewis, Norman Michael Miller |
65228 |
| September 30, 2002 |
Netgo, INC., SDIC Partnership, M-CORP International, LTD., CamelBack, LTD., Neil Dennis Lewis, Norman Michael Miller |
65227 |
| September 30, 2002 |
Netgo, INC., SDIC Partnership, M-CORP International, LTD., CamelBack, LTD., Neil Dennis Lewis, Norman Michael Miller |
65226 |
| September 03, 2002 |
Charles E. Conatser, Estate Conservation Strategies, INC. |
65163 |
| August 29, 2002 |
Easy Money Auto Leasing, INC., Superior Financial Services, INC., James Anthony Cicerelli, David Paul French
|
65162 |
| August 29, 2002 |
Grand Canyon Wagon Adventure Tours, INC., Floyd Willard Dwiggins, JR. |
65161 |
| August 29, 2002 |
Alan Bruce Stoner |
65159 |
| August 29, 2002 |
Eternal Presence, INC. , Jeffrey Wilcox
|
65158 |
| July 18, 2002 |
Republic Cash Advance, INC., Quick Cash Advance, INC., Curtis J. Billups, Mark N. Ferguson |
65035 |
| July 02, 2002 |
David Carroll Loach, Gary Milburn Laha
|
65005 |
| June 05, 2002 |
21st Century Satellite Communications, INC. , Howard S. Baldwin, Glenn A. Liberatore Financial Services, Glenn A. Liberatore
|
64872 |
| June 05, 2002 |
21st Century Satellite Communications, INC. , Howard S. Baldwin, Glenn A. Liberatore Financial Services, Glenn A. Liberatore |
64871 |
| May 30, 2002 |
21st Century Satellite Communications, INC. , Howard S. Baldwin, Glenn A. Liberatore Financial Services, Glenn A. Liberatore |
64852 |
| May 30, 2002 |
Tower Equities, INC., Philip A. Lehman
|
64851 |
| May 30, 2002 |
Ronald L. Fanzo d/b/a Intermarc Marketing, Ronald L. Fanzo d/b/a Cashflows, Ronald L. Fanzo |
64850 |
| May 30, 2002 |
Early detection Centers, Inc., johnathon Roberts, Inc. nka AAA Investment Company, David Hitzig |
64849 |
| May 23, 2002 |
Bruce J. Blechman, Pre-IPO Venture Capital Fund, L.L.C.
|
64848 |
| May 23, 2002 |
Richard Dean Carrington, a/k/a Richard Dean Frank , d/b/a Carrington Estate Planning Services , d/b/a Carrington Investment Services , Robert Witt
|
64847 |
| May 01, 2002 |
Michael David Fromkin |
64787 |
| May 01, 2002 |
David Nutter , North American Insurance Services, L.L.C.
|
64784 |
| May 01, 2002 |
Michelle L. Webb, d.b.a. Webb Financial Group, a.k.a. Michelle Webb Financial Group
|
64783 |
| April 25, 2002 |
Richard Dean Carrington , a/k/a Richard Dean Frank , d/b/a Carrington Estate Planning Services , d/b/a Carrington Investment Services , Robert Witt, a/k/a Harry Robert Witt
|
64786 |
| March 26, 2002
|
The Chamber Group, INC.,an Arizona Corporation, a/k/a , Chamber Financial Group and , Chamber Financial, Joseph L. Hiland, Tyson J. Hiland, Travis D. Hiland
|
64672 |
| March 25, 2002 |
Michael Lynn Bill , D/B/A Arizona Viaticals Settlements And Annuities , Beneficial Assistance , A/K/A Beneficial Assurance, Ltd. , T/A Imtek Funding Corporation , William R. Evans, Chartered , Ruttenberg & Associates Insurance Marketing, Inc. D/B/A Viatical Center
|
64652 |
| March 25, 2002 |
Michael Lynn Bill , Beneficial Assistance , William R. Evans, Chartered , Ruttenberg & Associates Insurance Marketing, Inc.
|
64651 |
| March 25, 2002 |
Michael Lynn Bill , D/B/A Arizona Viaticals Settlements And Annuities , Beneficial Assistance A/K/A Beneficial Assurance, Ltd. , T/A Imtek Funding Corporation , William R. Evans, Chartered , Ruttenberg & Associates Insurance Marketing, Inc. , D/B/A Viatical Center
|
64650 |
| March 25, 2002 |
Michael Lynn Bill , D/B/A Arizona Viaticals Settlements And Annuities , Beneficial Assistance A/K/A Beneficial Assurance, Ltd. , T/A Imtek Funding Corporation, William R. Evans, Chartered , Ruttenberg & Associates Insurance Marketing, Inc. D/B/A Viatical Center
|
64649 |
| March 21, 2002 |
Creative Financial Funding, L.L.C. , American Money Power, INC. , Federal Capital, L.L.C. , Corporate Fiducial Services, INC. , U.S. Federal Financial Corporation , Paul J. Meka , Larry Dunning , Robert K. Rehm , Tom Gaffney
|
64653 |
| February 22, 2002 |
Tower Equities, INC., Philip A. Lehman
|
64559 |
| February 22, 2002 |
Brian Lloyd Gibbons
|
64558 |
| January 15, 2002 |
Robert Dale Hylton, Hylton Enterprises, INC., Oreo Management CO., Legend Leasing CO., Liberty Marketing CO., Passport Wholesale Supply
|
64343 |
| December 28, 2001 |
Aeromax, INC., Aeromag Corporation, Lexington Bartlett, David L. Sears
|
64290 |
| December 28, 2001 |
Charles Ray Stedman, Wendell T. Decker, JR., Oxford Development, L.L.C., Profutura, L.L.C., CNT Family Fun Outlets, INC. , Charles W. Testino, JR., Arizona Investment Advisors, INC., Keith B. “Skip” Davis, Spy Glass Enterprises, L.L.C., Keith B. Davis, INC.
|
64284 |
| December 28, 2001 |
M.G. Natural Resources Corporation fka Mariah International, Guildmark Industries and M.G. Gold Corporation, currently known as Xenolix Technologies, Inc. Alvin Charles Johnson, Jr. |
64283 |
| November 29, 2001 |
Mark Aaron Sutter |
64246 |
| November 29, 2001 |
Accelerated Success, Inc., Kenneth R. Morris, Robert D. Pierson, Integrity Assured Life Settlements, Inc., Steven S. Levine Chartered
|
64245 |
| November 08, 2001 |
Early Detection Centers, INC., Johnathon Roberts, INC., David Hitzig, Paul C. Woodcock
|
64204 |
| November 08, 2001 |
Hotel Connect LLC’s #100-1100 , Mark Alan Melkowski, SR., Eagle Communications, INC., Ronald Lee Goble, individually and dba Southwest Trust & Financial, Gary Lyle Christian, individually and dba Cornerstone Senior Planning, Hyland A. Stokes, individually and dba Estate Planning Protection, Roger Lancette, individually and dba National Estate Service And Planning and Senior Advisory Services, Wallace Butterworth, individually and dba Senior Advisory Services |
64203 |
| November 08, 2001 |
Hotel Connect LLC’s #100-1100 , Mark Alan Melkowski, SR., Eagle Communications, INC., Ronald Lee Goble, individually and dba Southwest Trust & Financial, Gary Lyle Christian, individually and dba Cornerstone Senior Planning, Hyland A. Stokes, individually and dba Estate Planning Protection, Roger Lancette, individually and dba National Estate Service And Planning and Senior Advisory Services, Wallace Butterworth, individually and dba Senior Advisory Services |
64202 |
| November 08, 2001 |
Accelerated Success, Inc., Kenneth R. Morris, Robert D. Pierson, Integrity Assured Life Settlements, Inc., Steven S. Levine Chartered |
64201 |
| November 08, 2001 |
Accelerated Success, Inc., Kenneth R. Morris, Robert D. Pierson, Integrity Assured Life Settlements, Inc., Steven S. Levine Chartered |
64200 |
| November 08, 2001 |
Accelerated Success, Inc., Kenneth R. Morris, Robert D. Pierson, Integrity Assured Life Settlements, Inc., Steven S. Levine Chartered |
54199 |
| October 30, 2001 |
Hotel Connect LLC’s #100-1100 , Mark Alan Melkowski, SR., Eagle Communications, INC., Ronald Lee Goble, individually and dba Southwest Trust & Financial, Gary Lyle Christian, individually and dba Cornerstone Senior Planning, Hyland A. Stokes, individually and dba Estate Planning Protection, Roger Lancette, individually and dba National Estate Service And Planning and Senior Advisory Services, Wallace Butterworth, individually and dba Senior Advisory Services
|
64185 |
| October 30, 2001 |
Hotel Connect LLC’s #100-1100 , Mark Alan Melkowski, SR., Eagle Communications, INC., Ronald Lee Goble, individually and dba Southwest Trust & Financial, Gary Lyle Christian, individually and dba Cornerstone Senior Planning, Hyland A. Stokes, individually and dba Estate Planning Protection, Roger Lancette, individually and dba National Estate Service And Planning and Senior Advisory Services, Wallace Butterworth, individually and dba Senior Advisory Services
|
64184 |
| October 30, 2001 |
Edge Business Services, INC. , Wayne Keith Richardson
|
64165 |
| October 4, 2001 |
Joseph Michael Guess, SR., Progressive Financial, James Douglas Sherriffs, Richard Gordon Davis, RGD, RGD Enterprises, INC., IRA Joe Patterson, Randall Wayne Smith, JR., Bally Overseas Trading INC. |
64080 |
| October 04, 2001 |
Kenneth Eugene Schaub , Investment Planners Of America, INC.
|
64079 |
| October 04, 2001 |
Prosperity Investors Group, a/k/a Prosperity Investors Trust, a/k/a/ Prosperity Express LTD., Fred C. Ruscher, Neil R. McAllister
|
64078 |
| September 18, 2001 |
Hotel Connect LLC’s #100-1100 , Mark Alan Melkowski, SR., Eagle Communications, INC., Ronald Lee Goble, individually and dba Southwest Trust & Financial, Gary Lyle Christian, individually and dba Cornerstone Senior Planning, Hyland A. Stokes, individually and dba Estate Planning Protection, Roger Lancette, individually and dba National Advisory Services and Senior Advisory Services, Wallace Butterworth, individually and dba Senior Advisory Services
|
64041 |
| September 18, 2001 |
Hotel Connect LLC’s #100-1100 , Mark Alan Melkowski, SR., Eagle Communications, INC., Ronald Lee Goble, individually and dba Southwest Trust & Financial, Gary Lyle Christian, individually and dba Cornerstone Senior Planning, Hyland A. Stokes, individually and dba Estate Planning Protection, Roger Lancette, individually and dba National Advisory Services and Senior Advisory Services, Wallace Butterworth, individually and dba Senior Advisory Services |
64040 |
| August 30, 2001 |
Mobile Cash Systems, LLC, World Wireless Solutions, INC. (aka Wireless Express USA, INC.), World Electronic Payment Solutions, INC., World Cash Providers, LLC, World Cash Providers, INC., Mark Alan Melkowski, SR., Eagle Communications, INC., Eagle One Financial & Tax, LLC, Gerald B. (“Jerry”) Johnson, Kimber Lea Baudour, Hotel Connect LLC’s #100-2000, Mark Alan Melkowski, SR., Eagle Communications, INC., Wallace Butterworth, dba Senior Advisory Services, Roger Lancette, dba National Advisory Services and Senior Advisory Services, Ronald Lee Goble, Gary Lyle Christian, Hyland A. Stokes |
64006 |
| August 30, 2001 |
Joseph Michael Guess, SR., Progressive Financial, James Douglas Sherriffs, Richard Gordon Davis, RGD, RGD Enterprises, INC., IRA Joe Patterson, Randall Wayne Smith, JR., Bally Overseas Trading INC. |
64005 |
| July 24, 2001 |
Stephen Michael Johnson, Ferndale Financial Group |
63874 |
| June 28, 2001 |
Melvin Lee Cline, Why Not Entertainment, LLC |
63852 |
| June 28, 2001 |
William E. Bergh, National Financial Group , World Wide Business Opportunities
|
63851 |
| June 06, 2001 |
United Planners’ Financial Services Of America, A Limited Partnership |
63720 |
| June 06, 2001 |
Charles Ray Stedman , Wendell T. Decker, JR., Oxford Development, L.L.C., Profutura, L.L.C. , CNT Family Fun Outlets, INC., Charles W. Testino, JR. , Arizona Investment Advisors, INC. , Keith B. “Skip” Davis , Spy Glass Enterprises L.L.C., Keith B. Davis, INC.
|
63719 |
| June 06, 2001 |
Charles Ray Stedman , Wendell T. Decker, JR. , Oxford Development, L.L.C., Profutura, L.L.C., CNT Family Fun Outlets, INC. , Charles W. Testino, JR. , Arizona Investment Advisors, INC. , Keith B. “Skip” Davis , Spyglass Enterprises L.L.C., Keith B. Davis, INC
|
63718 |
| June 06, 2001 |
Charles Ray Stedman , Wendell T. Decker, JR. , Oxford Development, L.L.C., Profutura, L.L.C., CNT Family Fun Outlets, INC. , Charles W. Testino, JR. , Arizona Investment Advisors, INC. , Keith B. “Skip” Davis , Spyglass Enterprises L.L.C., Keith B. Davis, INC
|
63717 |
| May 24, 2001 |
Mobile Cash Systems, LLC, World Wireless Solutions, INC., World Electronic Payment, Solutions, INC. d/b/a WEPS, World Cash Providers, LLC, World Cash Providers, INC., Mark Alan Melkowski, SR., Eagle Communications, INC., Eagle One Financial & Tax, LLC, Gerald B. (“Jerry”) Johnson , Kimber Lea Baudour
|
63680 |
| February 16, 2001 |
Joseph Michael Guess, SR., Progressive Financial, James Douglas Sherriffs, Richard Gordon Davis, RGD, RGD Enterprises, INC., IRA Joe Patterson, Randall Wayne Smith, JR., Bally Overseas Trading INC. |
63390 |
| January 11, 2001 |
Global Harvest Corp., David Patten, Albert Tabah |
63318 |
| December 23, 2000 |
The Chamber Group Inc., Joseph L. Hiland, Tyson J. Hiland, Travis D. Hiland |
N/A |
| December 14, 2000 |
Marie Lynn Sychowski |
63245 |
| December 14, 2000 |
Robert Scalzi |
63244 |
| December 14, 2000 |
M.G. Natural Resources Inc, fka Mariah International, Guildmark Industries, M.G. Gold, cka Xenolix Technologies Inc, Merle Amundson, Jeanne Amundson, |
63243 |
| November 30, 2000 |
Jerome Alex Zanowski |
63217 |
| November 30, 2000 |
Deborah Suann Angus |
63208 |
| November 11, 2000 |
Lindzon & Associates LLC |
62986 |
| November 02, 2000 |
Successful Finance Company, Mary Kersey |
62991 |
| October 10, 2000 |
Ethico Medical Management |
62923 |
| October 10, 2000 |
Matthew E. Hunzinger |
62922 |
| October 10, 2000 |
Jeffery G. Crawford |
62921 |
| October 10, 2000 |
Calumet Slag Inc. |
62920 |
| September 18, 2000 |
Richard John Pello |
62911 |
| July 27, 2000 |
Mining Ventures International LLC, George Brain Stone, Shirley Burnett |
n/a |
| July 25, 2000 |
Tucson Estate Financial Advisors, Inc., James R. Kinion, II |
62747 |
| July 24, 2000 |
Craig Lynn Stocksleger |
62376 |
| June 01, 2000 |
Marvin Beckman, Planned Estate Consultants, INC. |
n/a |
| May 04, 2000 |
Charles Shull, John Ebdon, Cochise Financial Corp., Carol Ebdon, Daniel Joe Garcia, |
62509 |
| April 28, 2000 |
William Keith McCrea, Estate Services II, Inc. |
62496 |
| April 28, 2000 |
Susan Marie Wuest |
62497 |
| April 28, 2000 |
Forex Investment Services, Eastern Vanguard Forex LTD, Eastern Vanguard Group Limitied, Y & T Inc., Tokyo International Investment LTD. |
62494 |
| April 21, 2000 |
William Robertson Mcrae, Barbara Ann Mcrae |
622305 |
| April 21, 2000 |
William Robertson Mcrae, Barbara Ann Mcrae |
n/a |
| April 14, 2000 |
National Financial Group, William Bergh |
62465 |
| April 14, 2000 |
National Financial Group, Thomas Tabat |
62464 |
| April 14, 2000 |
Superior Leasing of Arizona Inc., Superior Holding Group Inc, Lloyd Rockwell |
62463 |
| April 14, 2000 |
Superior Leasing of Arizona Inc., Lloyd Rockwell, Michael French |
62462 |
| April 14, 2000 |
Norman L. Paulsrud |
62461 |
| April 3, 2000 |
American Express Financial Advisors |
62430 |
| April 3, 2000 |
Walter M. Elze Jr. |
62429 |
| April 3, 2000 |
Great Western Investment Trust, LTD, Terry Scott Cattell, Susanne Mayfield Cattell, Dusty Buckel |
62428 |
| March 3, 2000 |
Forex Investment Services, Eastern Vanguard Forex LTD, Eastern Vanguard Group Limitied, Y & T Inc., Tokyo International Investment LTD. |
62403 |
| January 10, 2000 |
Melvin Bangle |
62229 |
| December 9, 1999 |
Superior Leasing, et al |
n/a |
| November 23, 1999 |
Truckville Inc., DBA EX Finance Auto Sales - Jack Allen Gerber |
n/a |
| November 19, 1999 |
Premiere Financial Group |
62097 |
| October 7, 1999 |
James Newton Darwin II |
n/a |
| August 27, 1999 |
Premium Financial, LLC, Alan Stuart Bernstein, John Wilson Neal, Robert Wayne McIntosh, Cameron McIntosh, Duke Bushong |
n/a |
| August 27, 1999 |
DeAngelo & Associates, Inc. |
n/a |
| August 27, 1999 |
Heritage West Advisors, LLC |
61906 |
| August 27, 1999 |
Columbus Financial Group - Rickie Owen Troxel |
n/a |
| August 12, 1999 |
Baptist Foundation of Arizona |
61881 |
| August 11, 1999 |
Premiere Financial Group |
n/a |
| August 5, 1999 |
David Carl Taylor |
61874 |
| July 21, 1999 |
R. D. Kushnir & Co. |
n/a |
|
|
|
